Erez Law is currently investigating UBS Financial Services Inc. broker Henry Jakobsze (CRD# 2792685) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Chicago, Illinois, since 1996. Henry Jakobsze Customer Complaints He has been the … Continue reading
Can you recover losses due to recommendations by Centaurus Financial, Inc. broker William Dobbs (CRD# 1064156)? He has been registered with Centaurus Financial, Inc. in Clinton, Tennessee, since 2009. He was registered with Metlife Securities Inc. in Sacramento, California, from … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Robert Cohen (CRD# 1162192) is accused of mutual fund losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Melville, New York, since 2018. He was registered with UBS Financial Services Inc. … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Deborah Bauer (CRD# 1039606) regarding unsuitable investment recommendations. She has been registered with UBS Financial Services Inc. in Houston, Texas, since 2009. Deborah Bauer Customer Complaints She has been the … Continue reading
There are options for clients of Arete Wealth Management, LLC broker Connar Seedall (CRD# 6418732). He has been registered with Dai Securities, LLC in Liberty Lake, Washington, since 2023, and Dai Wealth, LLC in Liberty Lake, Washington, since 2023. He … Continue reading
Erez Law is currently investigating former Financial Gravity Wealth, Inc. broker Devin Patel (CRD# 6632487) regarding energy sector losses. He has been registered with Sanford C. Bernstein & Co., LLC in Tampa, Florida, since 2023, and Alliancebernstein L.P. in Tampa, … Continue reading
Former Arete Wealth Management, LLC broker Brittani Schaefer (CRD# 6327801) is accused of unsuitable investment recommendations. She was registered with Arete Wealth Management, LLC in St. Louis, Missouri, from 2020 to 2024, and Edward Jones in Fenton, Missouri, from 2014 … Continue reading
Can you recover losses due to recommendations by Cambridge Investment Research, Inc. broker Brian Culver (CRD# 6392736)? He has been registered with Cambridge Investment Research, Inc. in Kalamazoo, Michigan, since 2015, and Cambridge Investment Research Advisors, Inc. in Kalamazoo, Michigan, … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker Trevin Kent (CRD# 6096717)? He was registered with Centaurus Financial, Inc. in Monterey, California, from 2013 to 2021 Trevin Kent Customer Complaints He has been the subject of one customer … Continue reading
Can you recover losses due to recommendations by former Dempsey Lord Smith, LLC broker Daniel Kistler (CRD# 6203300)? He has been registered with Dempsey Lord Smith, LLC in Rome, Georgia, since 2016. He was registered with Retirement Cash Flow Group, … Continue reading