Category: Unsuitable Investments

There are options for clients of Morgan Stanley broker Chris Moyseos (CRD# 5584290) who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Austin, Texas, since 2011.  Chris Moyseos Customer Complaints He has been … Continue reading →

Erez Law is currently investigating Morgan Stanley broker Todd McBride (CRD# 5743641), who is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Huntsville, Alabama, since 2010.  Todd McBride Customer Complaints He has been the subject … Continue reading →

Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Thomas Murphy (CRD# 5654189)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2010 to 2018, when he was … Continue reading →

Were you the victim of National Securities Corporation broker Viqas Akhtar (CRD# 5624412)? He has been registered with B. Riley Wealth Management in Miami, Florida, since 2022. He was registered with National Securities Corporation in Miami, Florida, from 2012 to … Continue reading →

Western International Securities, Inc. broker David Glienke (CRD# 5502866) is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Westlake Village, California, since 2008.  David Glienke Customer Complaints He has been the subject of … Continue reading →

Were you the victim of former Raymond James Financial Services, Inc. broker Matthew Wilkes (CRD# 5409004)? He was registered with Trustfirst in Knoxville, Tennessee, from 2019 to 2023, FSIC in Chicago, Illinois, from 2017 to 2018, Raymond James Financial Services, … Continue reading →

There are options for clients of UBS Financial Services Inc. broker Patrick Ponczek (CRD# 5843395) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Hallandale Beach, Florida, since 2012.  Patrick Ponczek Customer Complaints He has … Continue reading →

Erez Law is currently investigating former Spartan Capital Securities, LLC broker Stephen Skokos (CRD# 6026326) regarding investment losses. He has been registered with Sanford C. Bernstein & Co., LLC in Stamford, Connecticut, and Alliancebernstein L.P. in Stamford, Connecticut, since 2024. … Continue reading →

Can you recover losses due to recommendations by former Sovereign Global Advisors, LLC broker Michael Dandrea (CRD# 5919930)? He has been registered with Arete Wealth Management, LLC in Melville, New York, since 2024. He was registered with Sovereign Global Advisors, … Continue reading →

Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker James Blaszyk (CRD# 5364851) regarding unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2008. James Blaszyk Customer Complaints He … Continue reading →