Category: Unsuitable Investments
Erez Law is currently investigating former SW Financial broker John Cangialosi (CRD# 3273830) regarding common and preferred stock losses. He was registered with SW Financial in New York, New York, from 2019 to 2022, Worden Capital Management LLC in New … Continue reading
Can I recover losses from investments with former Centaurus Financial, Inc. broker Joseph Todd (CRD# 1830390) who is accused of unsuitable investment recommendations and selling away? He was registered with Centaurus Financial, Inc. in Crystal River, Florida, from 2016 to … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Ryan Leblanc (CRD# 2631068) regarding real estate security losses. He has been registered with LPL Financial LLC in Luling, Louisiana, since 2005. Ryan Leblanc Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Stephen Smith (CRD# 2632131). He has been registered with Cetera Investment Services LLC in Fort Myers, Florida, since 2017, and Cetera Investment Advisers LLC, in Fort Myers, Florida, since 2017. … Continue reading
Were you the victim of UBS Financial Services Inc. broker Gerald McGinley (CRD# 1811084)? He has been registered with UBS Financial Services Inc. in New York, New York, since 2015. Gerald McGinley Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Moloney Securities Co., Inc. broker James Raia (CRD# 2397301), who is accused of unsuitable investment recommendations. He was registered with Moloney Securities Co., Inc. in Ridgewood, New York, since 2018. He was registered … Continue reading
Erez Law is investigating former Newbridge Securities Corporation broker Austin Dutton Jr. (CRD# 2739167) regarding unsuitable recommendations. He was registered with American Trust Investment Services, Inc. in Los Angeles, California, from 2020 to 2022. Previously, he was registered with the … Continue reading
Erez Law is currently investigating former Wells Fargo broker Kenneth Maring (CRD# 1500005) regarding unsuitable investment recommendations. He was registered with Morgan Stanley in San Rafael, California, from 2017 to 2024, and Wells Fargo Clearing Services, LLC in San Rafael, … Continue reading
Were you the victim of former LPL Financial LLC broker Cynthia Giovacchino (CRD# 3274194)? Cynthia Giovacchino has been registered with Osaic Institutions, Inc. in Seymour, Connecticut, since 2023. He was registered with LPL Financial LLC in Ansonia, Connecticut, from 2012 … Continue reading
There are options for clients of Wells Fargo broker Robert Palatella (CRD# 1492207) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in La Jolla, California, since 2017. He was registered with Morgan Stanley in … Continue reading