Category: Unsuitable Investments
Erez Law is currently investigating former Independent Financial Group, LLC broker Scott Olson (CRD# 711256). He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2021, and IP Financial Advisory Services LLC in Melbourne, Florida, since 2021. … Continue reading
Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading
Former Ameriprise Financial Services, LLC broker John Engler Sr. (CRD# 835827) is accused of unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Martinez, Georgia, from 2014 to 2023. In April 2024, FINRA barred him after he … Continue reading
Can you recover losses due to recommendations by UBS Financial Services Inc. broker Michael Blueweiss (CRD# 728969)? He has been registered with Arete Wealth Management, LLC in Melville, New York, since 2022. He was registered with National Asset Management, Inc. … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Bernell Baker (CRD# 5493956)? He has been registered with LPL Financial LLC in Mountain, Utah, since 2012. Bernell Baker Customer Complaints He has been the subject of … Continue reading
Morgan Stanley broker Tracy Bird (CRD# 4147085) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in New York, New York, since 2009. Tracy Bird Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former LPL Financial LLC broker Bradley Gardner (CRD# 4423724) was barred by FINRA. He was registered with LPL Financial LLC in Fort Bragg, California, from 2012 to 2017, when he was terminated regarding, “Representative resigned after allegations were made that … Continue reading
Moloney Securities Co., Inc. broker Eric Duncan (CRD# 4168496) faces customer complaints related to unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Denver, Colorado, since 2004, and Moloney Securities Asset Management LLC in Denver, Colorado, … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Karry Maciak (CRD# 4332863) regarding unsuitable investment recommendations. He has been registered with LPL Financial LLC in Walnut Creek, California, since 2013. Karry Maciak Customer Complaints He has been the subject … Continue reading