Raymond James & Associates, Inc. broker Marc Hallick (CRD# 4652410) is accused of stock losses. He has been registered with Raymond James & Associates, Inc. in The Villages, Florida, since 2019. He was registered with Wells Fargo Clearing Services, LLC … Continue reading
Can you recover stock losses due to recommendations by former National Securities Corporation broker Ray San Pedro (CRD# 4565686)? He has been registered with Arete Wealth Management, LLC in Sunrise, Florida, since 2022. He was registered with National Securities Corporation … Continue reading
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michelle Stebbins (CRD# 4156378) regarding stock losses. She has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2018. She was registered with Wells Fargo Clearing … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Richard Stone (CRD# 4219856) is accused of stock losses. He was registered with Stifel, Nicolaus & Company, Incorporated in New York, New York, since 2016, and with Morgan Stanley in New York, New York, … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker David Wilson Jr. (CRD# 2298962) regarding common and preferred stock losses. He has been registered with J.P. Morgan Securities LLC in Philadelphia, Pennsylvania, since 2015. In October 2011, the State … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Russell Green (CRD# 1391627)? He has been registered with Cabot Lodge Securities LLC in Syosset, New York, since 2018, and with CL Wealth Management LLC in Syosset, New York, since … Continue reading
There are options for victims of former Revere Securities LLC broker Jerome Niles (CRD# 3076666), who suffered investment losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. Previously, he was registered with Revere … Continue reading
Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading