Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered … Continue reading
Erez Law is currently investigating former Sigma Financial Corporation broker Clark Harris (CRD# 2730928) regarding real estate investment losses. Harris has been registered with Aurora Securities in Troy, Michigan since 2021. Previously, Harris was registered with SPC in Bloomfield Hills, … Continue reading
There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564). Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Robert Horning (CRD# 2311640) regarding real estate securities losses. Horning has been registered with McDermott Investment Services, LLC in Los Angeles, California since 2017. Previously, Horning was registered with Centaurus … Continue reading
Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006. Miller has been the subject of two customer complaints between 2020 … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. broker Ronald Metcalf Jr. (CRD# 1280602) who suffered investment losses. Metcalf has been registered with Cetera Advisor Networks LLC in Greenville, South Carolina since June 2021. Previously, Metcalf was … Continue reading
Erez Law is currently investigating Royal Alliance Associates, Inc. broker Joseph Faherty (CRD# 2258287) regarding real estate investment losses. Faherty has been registered with Royal Alliance Associates, Inc. in Old Tappan, New Jersey since 2005. Faherty has been the subject … Continue reading
There are options for clients of Ausdal Financial Partners, Inc. broker Kurt Baldry (CRD# 1568930) who suffered investment losses. Baldry has been registered with Ausdal Financial Partners, Inc. in Ostego, Minnesota since 2011. Baldry has been the subject of two … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker William Burks (CRD# 2944992) regarding real estate investment losses. Burks has been registered with Centaurus Financial, Inc. in Flower Mound, Texas since 2000. Burks has been the subject of eight customer … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in RealSource Equity Services LLC. It is alleged that brokers across the country recommended their clients invest in RealSource Equity Services LLC, despite the investment not … Continue reading