Erez Law is currently investigating former Centaurus Financial, Inc. broker Robert Horning (CRD# 2311640) regarding real estate securities losses. Horning has been registered with McDermott Investment Services, LLC in Los Angeles, California since 2017. Previously, Horning was registered with Centaurus Financial, Inc. in Los Angeles, California from 2011 to 2017.
Horning has been the subject of six customer complaints between 2009 and 2021, according to his CRD report. The most recent complaint is regarding:
January 2021. “The customer alleges that in 2014 the Registered Representative recommended an unsuitable investment.” The customer is seeking $850,000 in damages and the case is currently pending. The complaint took place while Horning was registered with Centaurus Financial, Inc. and it was regarding real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Horning’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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