Erez Law is currently investigating former Voya Financial Advisors, Inc. broker Nathan Wells (CRD# 5553359), who is accused of real estate securities investment losses. He has been registered with Cetera Advisor Networks LLC in Morrison, Illinois, since 2021. Previously, he … Continue reading
Erez Law is currently investigating former Ele Wealth Advisors, Inc. and MSI Financial Services, Inc. broker Gail Milon (CRD# 1766745) related to real estate investment losses. She was registered with Ele Wealth Advisors, Inc. in Tallahassee, Florida, from March to … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Scott Roslonowski (CRD# 4795893) regarding investment losses related to a high-fee portfolio of non-traded real estate investment trusts (REITs), illiquid variable annuities, and variable universal life insurance. He has been … Continue reading
Erez Law is currently investigating DFPG Investments, LLC broker Colin Mansfield (CRD# 4643275), who is accused of real estate investment losses. He has been registered with DFPG Investments, LLC in San Jose, California, since 2015. Previously, he was registered with … Continue reading
There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339), who suffered investment losses due to unsuitable recommendations. He was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, … Continue reading
Were you the victim of former Voya Financial Advisors, Inc. broker Frank Chiodi Jr. (CRD# 3189448), who is accused of real estate investment losses. He has been registered with Osaic Wealth, Inc. in Scarsdale, New York, since 2021. Previously, he … Continue reading
Erez Law is currently investigating Cetera Advisors LLC broker Stephen Lawler (CRD# 1193477), who faces multiple customer complaints related to unsuitable investment recommendations related to real estate securities. He has been registered with Cetera Advisors LLC in Peoria, Illinois, since … Continue reading
IBN Financial Services, Inc. broker Richard Stevens (CRD# 852090) faces a customer complaint related to real estate investment losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2013. Previously, he was registered with Gradient … Continue reading
Were you the victim of former Joseph Gunnar & Co., LLC broker Matthew Gates (CRD# 4727945)? He has been registered with VCS Venture Securities in New York, New York, since 2021. Previously, he was registered with Worden Capital Management LLC … Continue reading
There are options for clients of former LPL Financial LLC broker Steven Skipper (CRD# 4265009) who lost money related to real estate investment losses. He has been registered with Cetera Advisors LLC in Murfreesboro, Tennessee, since 2021. Previously, he was … Continue reading