Were you a victim of Infinex Investments, Inc. broker Derek Malone (CRD# 5495233)? He has been registered with Osaic Institutions, Inc. in New York, New York, and Infinex Investments, Inc., in New York, New York, since 2016. He was registered … Continue reading
Can you recover losses due to recommendations by former LPL Financial LLC broker Christopher Riggs (CRD# 4133082)? He has been registered with LPL Financial LLC in Petersburg, Virginia, from 2007 to 2023. Christopher Riggs Customer Complaints He has been the … Continue reading
Were you the victim of LPL Financial LLC broker Cain Kobert (CRD# 2673742)? He has been registered with LPL Financial LLC in Englewood, Colorado, since 2006, and IHT Wealth Management LLC in Naples, Florida, since 2019. He was registered with … Continue reading
Were you the victim of former LPL Financial LLC broker William Bryant (CRD# 1732547)? He was registered with Independent Financial Group, LLC in Amarillo, Texas, from 2019 to 2023, and LPL Financial LLC in Amarillo, Texas, from 2009 to 2019, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Howard Kaplan (CRD# 2021501) regarding real estate security losses. He was registered with LPL Financial LLC in Englewood, New Jersey, from 2010 to 2016. Howard Kaplan Customer Complaints He has … Continue reading
Were you the victim of former LPL Financial LLC broker Jason Martin (CRD# 4567691)? He was registered with Ameriprise Financial Services, LLC in Sacramento, California, from 2023 to 2024, Comerica Securities in Sacramento, California, from 2016 to 2023, and with … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Ruben Frezzotti (CRD# 4439983) who is accused of real estate investment losses. He was registered with Raymond James & Associates, Inc. in Coral Gables, Florida, from 2013 to … Continue reading
LPL Financial LLC broker Donald Aulbert II (CRD# 4119911) is accused of real estate security losses. He has been registered with LPL Financial LLC in St. Peters, Missouri, since 2009, and with Cornerstone Wealth Management, LLC in St. Peters, Missouri, … Continue reading
There are options for clients of former Cambridge Investment Research, Inc. broker Matthew Romeo (CRD# 4201945) regarding real estate security losses. He was registered with Mid Atlantic Capital Corporation in Dublin, Ohio, from 2015 to 2020, and Cambridge Investment Research, … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Damon Mapes (CRD# 4011748) real estate investment trusts (REITs). He has been registered with LPL Financial LLC in Hillsboro, Oregon, since 2021. Previously, he was registered with Cetera Investment … Continue reading