LPL Financial LLC broker Mark Hegstrom (CRD# 4289931) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Edina, Minnesota, since 2010, and Great Valley Advisor Group, Inc. in Bonita Springs, Florida, since 2023.
Mark Hegstrom Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2024. “Customer alleges that investments made in 2014 were unsuitable for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Mark Hegstrom’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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