Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). Ramos has been registered with Centaurus Financial, Inc. in Downey, California since 2011.
Ramos has been the subject of four customer complaints between 2003 and 2021, two of which were denied and one was closed without action, according to his CRD report.
March 2021. “The customer alleges that the Registered Representative recommended high risk, illiquid investments. No dates of alleged activity were disclosed in the Statement of Claim.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding oil, gas, and real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Ramos’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.