Category: Puerto Rico Bonds
Erez Law recently filed a $330,000 FINRA arbitration against Hennion & Walsh for losses sustained from investments in high risk Puerto Rico bonds. The Erez Law customer alleges that John Tsoukala (CRD #4428102), who has been a registered representatives of … Continue reading
Erez Law recently filed a $675,000 FINRA arbitration against Morgan Stanley Smith Barney LLC (Morgan Stanley). Their customer alleges that Tom Puentes (CRD #1713812) caused them massive losses in high risk, uninsured and unsuitable Puerto Rico bonds. The Erez Law … Continue reading
Were you the victim of Hennion & Walsh, Inc. financial advisor Stephen Kowalski (CRD# 1919574) regarding unsuitable investments in municipal bonds or Puerto Rico bonds? Kowalski has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 1990. … Continue reading
Erez Law recently filed a $600,000 FINRA arbitration against Morgan Stanley and Kestra Investment Services, LLC regarding Puerto Rico bond losses. The former customer alleges that Tom Puentes (CRD #1713812), who was a registered representative of Morgan Stanley and then … Continue reading
Erez Law is currently representing more than 100 investors in Puerto Rico and the mainland U.S. in claims against brokerage firms for losses in Puerto Rico bonds and is ongoing in its investigation of brokerage firms across the United States … Continue reading
Erez Law is currently investigating former UBS Financial Services financial advisor Gerardo Barrera Jr. (CRD# 856204) regarding losses sustained from investments in Puerto Rico bonds. Barrera was registered with UBS Financial Services Incorporated of Puerto Rico in San Juan, Puerto … Continue reading
Erez Law recently filed a $573,000 FINRA arbitration against RBC Capital Markets, LLC. Their former customers allege that Robert Tansey (CRD# 1222751), who has been a registered representative of RBC Capital Markets, LLC in New York, New York since 2002, … Continue reading
Erez Law recently filed a FINRA arbitration against David Lerner Associates. The Erez Law clients allege that David Portnoy (CRD #705396) and Scott Ente (CRD #2612038), who were registered representatives of David Lerner Associates, recommended the customers (a retired married … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Alex Gierbolini (CRD# 2894231) regarding unsuitable recommendations in Puerto Rico bonds and closed-end funds. Gierbolini has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor David Lugo (CRD# 3109426) regarding losses sustained from unsuitable investments in Puerto Rico bonds. Lugo was registered with UBS Financial Services Inc. in San Juan, Puerto Rico from 2002 … Continue reading