Rockefeller Financial LLC broker Samuel Frankfort (CRD# 2773755) is accused of direct investment losses. He was registered with Rockefeller Financial LLC in Houston, Texas, from 2020 to 2024, Raymond James & Associates, Inc. in Houston, Texas, from 2016 to 2020, … Continue reading
Can you recover losses due to recommendations by Lightpath Capital, Inc. broker Louie Ucciferri (CRD# 1156956)? He has been registered with Lightpath Capital, Inc. in Southlake, Texas, since 2023, Edgeline Capital, LLC in Los Angeles, California, since 2010, and Camden … Continue reading
Can you recover losses due to investments with Raymond James Financial Services, Inc. broker Travis Alexander (CRD# 5504338)? He was registered with Raymond James Financial Services, Inc. in Long Beach, California, from 2016 to 2024. Travis Alexander Customer Complaints He … Continue reading
Erez Law is currently investigating Concorde Investment Services, Inc. broker Jeffrey Bangerter (CRD# 1687028) regarding direct investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, Concorde Asset Management, LLC in Roseville, California, since … Continue reading
Can you recover losses due to recommendations by Sigma Financial Corporation broker Patrick Kelly (CRD# 1258726)? He was registered with Sigma Financial Corporation in Highlands Ranch, Colorado, from 2008 to 2020. In August 1997, he was sanctioned to pay a … Continue reading
Erez Law is investigating Capital Investment Group, Inc. broker Joseph Eades Jr. (CRD# 2357818) regarding direct investment losses. He has been registered with Capital Investment Group, Inc. in Easley, South Carolina, since 2004. Joseph Eades Jr. Customer Complaints He has … Continue reading
Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015. Alan Harrison Customer Complaints He has been the subject … Continue reading
There are options for clients of Osaic Wealth, Inc. broker Timothy Judson (CRD# 709195), who suffered investment losses. He has been registered with Osaic Wealth, Inc. in McLean, Virginia, since 1989. He is a registered investment advisor with Royal Alliance … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Thomas Hartfield (CRD# 4664847), who is accused of investment losses. He has been registered with Western International Securities, Inc. in Granada Hills, California, from 2013 to 2019. Thomas Hartfield Customer … Continue reading
Were you the victim of Dempsey Lord Smith, LLC broker John Lord (CRD# 1352023)? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia, since 2007. John Lord Customer Complaints He has been the subject of two customer … Continue reading