Category: Direct Investments Blog
Erez Law is investigating Capital Investment Group, Inc. broker Joseph Eades Jr. (CRD# 2357818) regarding direct investment losses. He has been registered with Capital Investment Group, Inc. in Easley, South Carolina, since 2004. Joseph Eades Jr. Customer Complaints He has … Continue reading
Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015. Alan Harrison Customer Complaints He has been the subject … Continue reading
There are options for clients of Osaic Wealth, Inc. broker Timothy Judson (CRD# 709195), who suffered investment losses. He has been registered with Osaic Wealth, Inc. in McLean, Virginia, since 1989. He is a registered investment advisor with Royal Alliance … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Thomas Hartfield (CRD# 4664847), who is accused of investment losses. He has been registered with Western International Securities, Inc. in Granada Hills, California, from 2013 to 2019. Thomas Hartfield Customer … Continue reading
Were you the victim of Dempsey Lord Smith, LLC broker John Lord (CRD# 1352023)? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia, since 2007. John Lord Customer Complaints He has been the subject of two customer … Continue reading
Concorde Investment Services, LLC broker Frank Kuiper (CRD# 1774282) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in San Diego, California, since 2018. Previously, he was registered with Independent Financial Group, LLC in San … Continue reading
There are options for clients of Cambridge Investment Research Advisors, Inc. broker Michael Petyak (CRD# 2976602), who suffered investment losses. He has been registered with Calton & Associates, Inc. in Ridgeland, Missouri, since 2017. Previously, he was registered with Cambridge … Continue reading
Were you the victim of former Colorado Financial Service Corporation broker Brian Perkins (CRD# 5630932)? He has been registered with Emerson Equity LLC in Littleton, Colorado, since 2020 and with CDP Financial Group, LLC in Littleton, Colorado, since 2019. Previously, … Continue reading
Erez Law is currently investigating broker Robert Lilien (CRD# 1337819) related to Voyager Digital Holdings, Inc. investment losses. He has been registered with Wisdomtree Securities, Inc. in New York, New York, since 2022. Previously, he was registered with Foreside Fund … Continue reading
Were you the victim of Edward Jones broker Maria Heredia (CRD# 2846556)? She has been registered with Edward Jones in Winter Springs, Florida, since 2005. Maria Heredia Customer Complaints She has been the subject of one customer complaint, according to … Continue reading