Category: Broker Misconduct Blog
Were you the victim of former NYLife Securities LLC broker Howard Hanna (CRD# 2076342), who is accused of variable annuity investment losses? He has been registered with NYLife Securities LLC in Waco, Texas, since 2016. Previously, he was registered with … Continue reading
Erez Law recently filed a FINRA arbitration against Truist Investment Services, Inc. (formerly known as SunTrust Investment Services Inc.) related to Northstar Financial Services (Bermuda) Ltd. investment losses. Their customer was a client of Luis Larios and Stephen Berrocal, who … Continue reading
Erez Law recently filed a FINRA arbitration claim against Centaurus Financial, Inc. Their customer alleges that Cindy Chiellini (CRD #1015592), who has been a registered representative of Centaurus Financial, Inc. in Lexington, South Carolina since May 2015, was entrusted with … Continue reading
Can I recover losses from investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker David Ebner (CRD# 2962914)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Philadelphia, Pennsylvania since 1997. David Ebner Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker William Thompson (CRD# 6219056) regarding investment fraud. He has been registered with UBS Financial Services Inc. in Irvine, … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Thomas Brandstater (CRD# 6140680) who is accused of investment fraud? He has been registered with Wells Fargo Clearing Services, LLC in Nashville, Tennessee since 2013. Thomas Brandstater … Continue reading
Erez Law is currently investigating former Edward Jones broker John Winslow (CRD# 3071933) regarding broker misconduct that involved stolen funds. John Winslow was registered with Edward Jones in Gig Harbor, Washington from 2013 to 2021, when he was terminated regarding, … Continue reading
Were you the victim of former Edward Jones broker Anthony Hall (CRD# 5546165)? Hall has been registered with Edward Jones in Dayton, Texas from 2008 to 2019, when he was terminated regarding, “Discharged after concerns that registered representative attempted to … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Henry Krich (CRD# 4044044) regarding customer investment losses. Krich has been registered with Wells Fargo Clearing Services, LLC in Phoenix, Arizona since 2015. Krich has been the subject of … Continue reading
Former Meyers Associates, L.P. financial advisor Bruce Meyers (CRD# 1045447) was barred by FINRA following allegations that he sent, or caused to be sent, misleading and unbalanced advertising materials via email to prospective investors. Meyers was registered with Meyers Associates, … Continue reading