Were you the victim of former Edward Jones broker Anthony Hall (CRD# 5546165)? Hall has been registered with Edward Jones in Dayton, Texas from 2008 to 2019, when he was terminated regarding, “Discharged after concerns that registered representative attempted to settle two client complaints involving lending arrangements with the registered representative’s wife without notifying the firm.”
In July 2020, Hall was barred by FINRA after he consented to the sanction and to the entry of findings that he “refused to provide information and documents requested by FINRA. The findings stated that Hall’s member firm filed a Form U5 stating that he had been discharged after allegations that he attempted to settle client complaints involving lending arrangements with the registered representative’s wife without notifying the firm.”
Hall has been the subject of two customer complaints in 2019, according to his CRD report:
- August 2019. “The client alleges that the financial advisor’s wife borrowed money from the client and has not paid it back.” The case was settled for $174,427.75.
- August 2019. “The client alleges that the financial advisor’s wife borrowed money from the client and has not paid it back.” The customer sought $134,785.14 in damages and the case was settled for $130,000.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Edward Jones may be liable for investment or other losses suffered by Hall’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.