Category: Alternative Investments Blog

Were you the victim of investment losses due to recommendations by UBS Financial Services Inc. broker Barry Schwartz (CRD# 1022377)? He has been registered with UBS Financial Services Inc. in Miami, Florida, since 2013.  In July 2013, the state of … Continue reading →

Erez Law is currently investigating Coastal Equities brokers across the country who recommended their clients invest in GWG Holdings Inc., an unsuitable alternative investment.  According to public records, a former client of Coastal Equities filed a FINRA arbitration alleging investment … Continue reading →

Erez Law is currently investigating Center Street Securities, Inc. broker James Margraf (CRD# 6517554) related to allegations of investment losses. He has been registered with Center Street Securities, Inc. in Springfield, Missouri, since 2016 and with Latour Asset Management LLC … Continue reading →

There are options for clients of former Coastal Equities, Inc. broker Suzanne Wheeler (CRD# 1107381) who suffered losses due to alternative investments. She has been registered with Arkadios Capital in Olney, Maryland, since 2019. Previously, she was registered with Coastal … Continue reading →

There are options for clients of Madison Avenue Securities, LLC broker Christopher Porter (CRD# 1911339), who is accused of GPB Capital Holdings Inc. losses. He has been registered with Madison Avenue Securities, LLC in Yalesville, Connecticut, since 2006.  Christopher Porter … Continue reading →

Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Brian Napier (CRD# 4555202) regarding GWG Holdings Inc. L Bonds investment losses. He has been registered with Ausdal Financial Partners, Inc. in Indianapolis, Indiana, since 2013.  Brian Napier Customer Complaints … Continue reading →

There are options for clients of former Centaurus Financial, Inc. broker Otto Bohon Jr. (CRD# 5677597), who is accused of GWG Holdings Inc. investment losses. He has been registered with Centaurus Financial, Inc. in Tucson, Arizona, from 2012 to 2020.  … Continue reading →

Were you the victim of Purshe Kaplan Sterling Investments broker William Horak (CRD# 1462594), who is accused of GWG Holdings Inc. L Bonds investment losses? He has been registered with Purshe Kaplan Sterling Investments in Tallahassee, Florida, since 2014 and … Continue reading →

Erez Law is currently investigating IFP Securities, LLC broker Elio Chiarelli Jr. (CRD# 5824081) regarding GWG Holdings Inc. investments losses. He has been registered with IFP Securities, LLC in Urbandale, Iowa, from 2019 to 203. Previously, he was registered with … Continue reading →

Erez Law is currently investigating Arque Capital, Ltd. broker Michael Ning (CRD# 1229733) regarding related to GWG Holdings Inc. investment losses. He has been registered with Arque Capital, Ltd. in Scottsdale, Arizona, since 2005.  Michael Ning Customer Complaints He has … Continue reading →