There are options for clients of former Coastal Equities, Inc. broker Suzanne Wheeler (CRD# 1107381) who suffered losses due to alternative investments. She has been registered with Arkadios Capital in Olney, Maryland, since 2019. Previously, she was registered with Coastal Equities, Inc. in Rockville, Maryland, from 2018 to 2019. Prior to then, she was registered with SSN Advisory, Inc. in Gaithersburg, Maryland, from 2015 to 2018 and with Securities Service Network, LLC in Gaithersburg, Maryland, from 2011 to 2018.
Suzanne Wheeler Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
August 2022. “The claimant alleges unsuitable investments.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding alternative investment losses, and it took place while he was registered with Coastal Equities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Coastal Equities, Inc. may be liable for investment or other losses suffered by Suzanne Wheeler’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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