Category: Alternative Investments Blog
Center Street Securities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Coastal Equities, Inc. and Coastal Investment Advisors in Scottsdale, Arizona, since 2021 and with Wealth Strategies Advisory Group … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Rudy Molnar (CRD# 3211892)? Molnar has been registered with Ameriprise Financial Services, LLC in Treasure Island, Florida since 2009. In the past, Molnar was sanctioned by the Commonwealth of Virginia … Continue reading
Did you lose money investing in Infinity Q Diversified Alpha Investor (IQDAX)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Infinity Q. According to public records, in February 2021 the … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Curtis Harris (CRD# 2628896)? Harris has been registered with Cambridge Investment Research, Inc. in Dallas, Texas since 2008. Previously, Harris was registered with HFG Advisors, L.L.C. in Dallas, Texas and … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Cambridge Investment Research, Inc. broker Neal Thompson (CRD# 5252962). Thompson has been registered with Harbour Investments, Inc. in Scottsdale, Arizona since 2018. Thompson … Continue reading
In December 2020, the Securities and Exchange Commission (SEC) settled charges with Voya Financial Advisors, Inc. regarding the firm’s “disclosure failures and misleading statements to clients regarding investment advice it gave about mutual funds, illiquid alternative investments and cash sweep … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. Hartvigson has been registered with Independent Financial Group, LLC in San Diego, California since 2009. Hartvigson has been the subject of four … Continue reading
Did you lose money investing with broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which … Continue reading
There are options for customers of Voya Financial Advisors, Inc. broker Rajeswaran Venkatraman (CRD# 1383008). Venkatraman has been registered with Voya Financial Advisors, Inc. in Lisle, Illinois since 2011. Venkatraman has been the subject of three customer complaints between 1995 … Continue reading
Were you the victim of former Royal Alliance Associates, Inc. broker Gary Ginsberg (CRD# 1175258)? Ginsberg has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since June 2020. Previously, Ginsberg was registered with Royal Alliance Associates, … Continue reading