Author: Jeff Erez
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Hard Rock Exploration, Inc., an independent oil and gas development company out of Charleston, West Virginia. Hard Rock Exploration, Inc. sponsored drilling programs such … Continue reading
Erez Law recently filed a $330,000 FINRA arbitration against Hennion & Walsh for losses sustained from investments in high risk Puerto Rico bonds. The Erez Law customer alleges that John Tsoukala (CRD #4428102), who has been a registered representatives of … Continue reading
Were you the victim of LPL Financial LLC financial advisor Stephen Garrett (CRD# 218223) regarding oil and gas sector losses? Garrett has been registered with LPL Financial LLC in Monrovia, California since 1993. Over the past few years, oil prices … Continue reading
Erez Law recently filed a $675,000 FINRA arbitration against Morgan Stanley Smith Barney LLC (Morgan Stanley). Their customer alleges that Tom Puentes (CRD #1713812) caused them massive losses in high risk, uninsured and unsuitable Puerto Rico bonds. The Erez Law … Continue reading
Did you lose money investing with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier II (CRD# 2363965) in the high risk oil and gas sector? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since … Continue reading
There are options for customers of Summit Brokerage Services, Inc. financial advisor Ronald Clark (CRD# 1086724). Clark has been registered with Summit Brokerage Services, Inc. in Tampa, Florida since 2009. In August 2011, FINRA sanctioned Clark to $5,000 in civil … Continue reading
Did you lose money investing with former Western International Securities, Inc. financial advisor Jed Tinder (CRD# 1013144)? Tinder was registered with Western International Securities, Inc. in Missoula, Montana from 2005 to 2016. Previously, Tinder was “permitted to resign” from Prudential … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk … Continue reading
Were you the victim of former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding energy sector losses? Stucker has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since May 2017. Previously, Stucker was … Continue reading
Did you lose money investing with former LPL Financial LLC financial advisor Sanders Spangler (CRD# 4188542) in the high risk energy sector? Spangler has been registered with LPL Financial LLC in San Antonio, Texas from 2005 to March 2017, when … Continue reading