Author: Jeff Erez
Erez Law is currently investigating Concorde Investment Services, LLC broker Daniel Raupp (CRD# 4079107) regarding unsuitable investment recommendations. Raupp has been registered with Concorde Investment Services, LLC in Port Jefferson, New York since 2015. Prior to that, Raupp was registered … Continue reading
Were you the victim of former Lincoln Financial Advisors Corporation broker George Schmidt Jr. (CRD# 1082936)? Schmidt has been registered with Lincoln Financial Advisors Corporation in Melville, New York from 2012 to 2019, when he was terminated regarding, “Registered Representative … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James & Associates, Inc. broker Maria Hendershott (CRD# 818681). Hendershott has been registered with Raymond James & Associates, Inc. in Houston, Texas … Continue reading
In January 2020, a former client of FMSBonds, Inc. won an award in a FINRA arbitration for compensatory damages for $375,000 plus in $80,000 in attorney’s fees due to Puerto Rico bond investment losses. The causes of action included breach … Continue reading
Erez Law is currently investigating former Osprey Partners LLC broker Larry Cohen (CRD# 3191796) regarding real estate security losses. Cohen has been registered with Aegis Capital Corp. in New York, New York since 2018. Previously, Cohen was registered with Osprey … Continue reading
Erez Law recently filed a FINRA arbitration claim against Raymond James & Associates, Inc. on behalf of a retired couple that suffered losses due to investments in securities sold to them by Raymond James & Associates, Inc. in Biscayne Capital … Continue reading
Reid & Rudiger LLC broker Edward Rudiger Jr. (CRD# 2118724) faces customer complaints regarding investment losses. He has been registered with Reid & Rudiger LLC in New York, New York, since 1999. Edward Rudiger Jr. Customer Complaints He has been … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC broker John Torres (CRD# 6322231)? Torres was registered with J.P. Morgan Securities LLC in Woodland Hills, California from 2014 to 2018, when he was terminated regarding, “Terminated by affiliate … Continue reading
Former Nylife Securities LLC broker Joel Flaningan (CRD# 5664958) accused of recommending unsuitable Woodbridge Group of Companies investments. Flanigan has been registered with Nylife Securities LLC in Fort Wayne, Indiana from 2010 to 2018, when he was terminated regarding, “Mr. … Continue reading
Were you the victim of Uhlmann Price Securities, LLC broker John Hoidas (CRD# 1937971) who recommended GPB Capital Holdings investments? Hoidas has been registered with Uhlmann Price Securities, LLC in Chicago, Illinois since 2013. GPB Capital Holdings is a New … Continue reading