Author: Jeff Erez

Erez Law is currently investigating former HD Vest Investment Services broker Michael Kamperman (CRD# 2002603) regarding allegations of unsuitable investment recommendations. Kamperman was registered with HD Vest Investment Services in Waco, Texas from 2014 to 2017. Previously, Kamperman was registered … Continue reading →

Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? Birnbaum has been registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts since 2001. Birnbaum has been the subject of six customer complaints … Continue reading →

There are options for customers of former Ameritas Investment Corp. broker Thomas Lawrence III (CRD# 1839619) who suffered investment losses. Lawrence was registered with Ameritas Investment Corp. in Chapel Hill, Tennessee from 2006 to 2016. In June 2019, the Tennessee … Continue reading →

Erez Law is currening former Morgan Stanley broker David Kraft (CRD# 2356400) regarding unauthorized trades in customer accounts. Kraft has been registered with Morgan Stanley in Palm Beach Gardens, Florida from 2012 to 2019. In December 2019, FINRA suspended Kraft … Continue reading →

Erez Law is currently investigating former Cetera Advisors LLC broker James McKinney (CRD# 2100850) who suffered investment losses. McKinney was registered with Cetera Advisors LLC in Tulsa, Oklahoma from 2012 to 2019. In March 2020, FINRA barred McKinney after he … Continue reading →

Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Arthur Hoffman (CRD# 3193754) regarding a fraudulent Ponzi scheme. He was registered with Ameriprise Financial Services, LLC in Glendale, Arizona from 2016 to 2020, when he was terminated regarding, … Continue reading →

Erez Law is currently investigating former First Allied Securities, Inc. broker Kevin Meadows (CRD# 2878889) regarding investment losses. Meadows was registered with IBN Financial Services, Inc. in Liverpool, New York from May 2018 to February 2020. Previously, Meadows was registered … Continue reading →

There are options for customers of former Cetera Financial Specialists LLC broker Robert Silverman (CRD# 4582993) regarding unauthorized trading. Silverman has been registered with Cetera Financial Specialists LLC in Red Bank, New Jersey from 2004 to 2019, when he was … Continue reading →

Erez Law is currently investigating Crown Capital Securities, L.P. broker Kenneth Barroga (CRD# 2288752) regarding suitability concerns. Barroga has been registered with Crown Capital Securities, L.P. in Watsonville, California since 2011. Barroga has been the subject of five customer complaints … Continue reading →

Were you the victim of former Signator Investors, Inc. broker Dee Brooks (CRD# 2559233)? Brooks was registered with Signator Investors, Inc. in Huntington Beach, California from 2015 to 2018, when he was terminated regarding, “The Firm was investigating the representative … Continue reading →