Author: Jeff Erez

Erez Law is currently investigating Ankoh Investment Services, Inc. broker Yoko Farias (CRD# 3180126) regarding unsuitable investments in Northstar Financial Services (Bermuda) Ltd. Farias has been registered with Ankoh Investment Services, Inc. in Honolulu, Hawaii since 2001. The Bermuda-based annuity … Continue reading →

Did you lose money investing with former FSC Securities Corporation broker Scott Ferguson (CRD# 4668142)? Ferguson has been registered with Cambridge Investment Research, Inc. in Brunswick, Maryland since October 2019. Previously, Ferguson was registered with FSC Securities Corporation in Silver … Continue reading →

There are options for clients of Ausdal Financial Partners, Inc. broker Kurt Baldry (CRD# 1568930) who suffered investment losses. Baldry has been registered with Ausdal Financial Partners, Inc. in Ostego, Minnesota since 2011. Baldry has been the subject of two … Continue reading →

Were you the victim of Ocean Financial Services, LLC broker Maria Calcena (CRD# 6348974) who is alleged to recommend her clients invest in Northstar Financial Services (Bermuda) Ltd.? Calcena has been registered with Infinex Investments, Inc. in Palm Beach, Florida … Continue reading →

Were you the victim of Avantax Investment Services, Inc. broker Brian Stephens (CRD# 2777382)? Stephens has been registered with Avantax Investment Services, Inc. in Baytown, Texas since 1996. Stephens has been the subject of one customer complaint, according to his … Continue reading →

Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Robert Yasnis (CRD# 2399141)? Yasnis has been registered with Worden Capital Management LLC in New York, New York since 2017. Previously, Yasnis was registered with Laidlaw & Company … Continue reading →

There are options for clients who lost money investing with MML Investors Services, LLC broker Harrison Nathan (CRD# 3275199). Nathan has been registered with MML Investors Services, LLC in Atlanta, Georgia since 2010. Nathan has been the subject of one … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker Mitchell Griffin (CRD# 3129686) regarding variable annuity investment losses. Griffin has been registered with LPL Financial LLC in Columbus, Mississippi since 2017. Previously, Griffin was registered with Axa Advisors, LLC in … Continue reading →

Did your J.W. Cole Financial, Inc. broker recommend you invest in LJM funds? If your J.W. Cole Financial, Inc. broker sold you the LJM Funds without disclosing the risks of the fund, Erez Law may be able to help you … Continue reading →

There are options for clients of Davenport & Company LLC broker Douglas Stopkey (CRD# 2209717) who suffered investment losses. Stopkey has been registered with Davenport & Company LLC in Richmond, Virginia since 2018. Previously, Stopkey was registered with Merrill Lynch, … Continue reading →