Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Christopher Queen (CRD# 2703908) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Plano, Texas since 2012.
Christopher Queen Customer Complaints
He has been the subject of two customer complaints between 2000 and 2021, one of which was denied, according to his CRD report:
December 2021. “Claimant alleges that due to the Financial Advisor (FA)’s breach of fiduciary duty, Deceased suffered damages; moreover, FA was prohibited from taking on the rule of guardian and was notified of this prohibition but refused to withdraw from his appointed position.” The case is currently pending. The complaint was regarding variable annuity investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Christopher Queen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.