Erez Law is currently investigating Ameriprise Financial Services, LLC broker John Wambeke (CRD# 729864) regarding variable annuity losses. He has been registered with Ameriprise Financial Services, LLC in Novi, Michigan since 1981.
John Wambeke Customer Complaints
He has been the subject of two customer complaints between 2020 and 2021, one of which was denied, according to his CRD report:
November 2021. “Claimant alleges that Respondents failed to timely or appropriately update the beneficiaries on her ex-husband’s accounts in 2013.” The case is currently pending. The complaint is regarding variable annuities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by John Wambeke’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.