Were you the victim of Arive Capital Markets broker Lon Faccini (CRD# 2736849) regarding unsuitable investment recommendations? He has been registered with Arive Capital Markets in Staten Island, New York since 2016. Previously, he was registered with Cape Securities Inc. … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Thomas Renzi (CRD# 1923679) who allegedly made unsuitable investment recommendations. He has been registered with RBC Capital Markets, LLC in Williamsville, New York since 2007. Thomas Renzi Customer Complaints … Continue reading
Erez Law is currently investigating former Lincoln Financial Advisors Corporation broker Virgilio Cristobal (CRD# 4662399) regarding oil and gas sector losses. He was registered with Sagepoint Financial, Inc. in San Francisco, California from 2019 to 2020. Previously, he was registered … Continue reading
Barred former First Financial Equity Corporation broker Robert High (CRD# 4568165) faces accusations of misappropriation of funds and forgery. He was registered with First Financial Equity Corporation in Scottsdale, Arizona from 2012 to 2019. In February 2019, the Federal Bureau … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Robert Cautilli (CRD# 1680697) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Miami, Florida since 2000. Robert Cautilli Customer Complaints He … Continue reading
Can I recover losses from investments with former Western International Securities, Inc. broker Kathleen Bradley (CRD# 1302758) who is accused of options losses? She was registered with Western International Securities, Inc. in Pasadena, California from 2017 to 2022. Previously, she … Continue reading
PFS Investments Inc. broker Paul Shie (CRD# 2474913) is accused of misrepresentations leading to variable annuity investment losses. He has been registered with PFS Investments Inc. in Gaithersburg, Maryland since 1994. Paul Shie Customer Complaints He has been the subject … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jason Kunz (CRD# 4565340) regarding exchange traded funds (ETFs) losses due to investment fraud? He has been registered with Raymond James Financial Services, Inc. in Phoenix, Arizona since 2014. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former SCF Investment Advisors, Inc. broker Kimberly Carson (CRD# 5576304) who is accused of investment fraud. She has been registered with Principal Securities, … Continue reading
Former Investacorp, Inc. broker Alan Douglass (CRD# 1619835) was accused of real estate investment losses due to investment fraud. He has been registered with Securities America, Inc. in Clearwater, Florida since 2020. Previously, he was registered with Investacorp, Inc. in … Continue reading