Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Robert Cautilli (CRD# 1680697) regarding variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Miami, Florida since 2000.
Robert Cautilli Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2022. “Plaintiff alleges that in 2017, the FA failed to notify her of a maturity date and options for an Estate she was the executrix.” The case is currently pending. The complaint was regarding variable annuity investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Robert Cautilli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.