Can I recover losses from investments with former Western International Securities, Inc. broker Kathleen Bradley (CRD# 1302758) who is accused of options losses? She was registered with Western International Securities, Inc. in Pasadena, California from 2017 to 2022. Previously, she was registered with Financial West Group in Westlake Village, California from 2014 to 2017.
Kathleen Bradley Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
February 2022. “Failure to Supervise.” The customer is seeking $16,440,221 in damages and the case is currently pending. The complaint was regarding options losses and took place while she was registered with Western International Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Kathleen Bradley’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.