PFS Investments Inc. broker Paul Shie (CRD# 2474913) is accused of misrepresentations leading to variable annuity investment losses. He has been registered with PFS Investments Inc. in Gaithersburg, Maryland since 1994.
Paul Shie Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2022. “Customer alleged that I misrepresented the product’s growth features.” The case is currently pending. The complaint was regarding variable annuity investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Paul Shie’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.