Erez Law is currently investigating former Morgan Stanley Smith Barney broker James Holmes III (CRD# 3129233) regarding unauthorized trades. He has been registered with Morgan Stanley Smith Barney in Phoenix, Arizona, from 2009 to 2025, when he was terminated regarding, … Continue reading
Were you the victim of investment losses due to recommendations by former Moloney Securities Co., Inc. broker Donald Morgan (CRD# 2101840)? He was registered with Moloney Securities Co., Inc. in Murphysboro, Illinois, from 2012 to 2022. Donald Morgan Customer Complaints … Continue reading
Were you the victim of Valmark Securities, Inc. broker Kirk Klein (CRD# 2260326)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 1999 to 2025. In June 2025, Patricia A. Shively & Patricia A. Shively, as Trustee … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kestra Investment Services, LLC broker Frank Hill (CRD# 2208115), regarding insurance losses. He has been registered with Kestra Investment Services, LLC, and Kestra … Continue reading
Did you lose money investing with former LPL Financial LLC broker Larry Ware (CRD# 3053841) regarding structured products? He has been registered with Cetera Wealth Services, LLC in Graham, North Carolina, since 2025. He was registered with Avantax Advisory Services … Continue reading
Former Morgan Stanley broker James Tighe (CRD# 3129233) is accused of unauthorization. He was registered with Morgan Stanley in Phoenix, Arizona, from 2009 to 2025, when he was terminated regarding, “Concerns relating to representative’s acceptance of instructions from a third … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation broker Alex Maltez (CRD# 6506116) regarding customer complaints alleging GWG Holdings Inc. losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Springs, Florida, since 2022. … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker Mario Payne (CRD# 5445757) regarding structured product losses. He was registered with Raymond James Financial Services, Inc. in Jacksonville, Florida, from 2013 to 2019. He has been acting … Continue reading
Erez Law filed a claim against Wells Fargo Clearing Services, LLC related to allegations of unsuitable investment losses related to options trading. The customer alleges that Peter Waldron (CRD# 4230510), who has been a registered representative of Wells Fargo Clearing … Continue reading
There are options for customers of UBS Financial Services Inc. broker Patrick Moriarty (CRD# 4764378) regarding municipal debt losses. He has been registered with UBS Financial Services Inc. in Boston, Massachusetts, from 2007 to 2024, when he was terminated regarding, … Continue reading