WealthForge Securities, LLC broker Jason Salmon (CRD# 6081963) is accused of private placement losses. He has been registered with Fnex Capital LLC in Torrence, California, since 2022. He was registered with Growth Capital Services, Inc. in New York, New York, … Continue reading
Former Edward Jones broker Ejiro Okuma (CRD# 5774832) faces a $9.1 million customer complaint. He was registered with Equitable Advisors, LLC in Atlanta, Georgia, from 2023 to 2025, when he was terminated regarding “RR resigned after the Firm suspended him … Continue reading
There are options for clients of Equitable Advisors, LLC broker Edgar Kleydman (CRD# 2727571) who suffered investment losses. He has been registered with MML Investors Services, LLC in Brooklyn, New York, from 2019 to 2020, and AXA Advisors, LLC (nka … Continue reading
Moloney Securities Co., Inc. broker Randall Duggan (CRD# 5559097) is accused of corporate debt losses. He has been registered with Moloney Securities Co., Inc. in Bellingham, Washington, since 2016. He was registered with Moloney Investment Advisory LLC in Bellingham, Washington, … Continue reading
Can you recover money lost due to investments with PFS Investments Inc. broker Barbara Wooden (CRD# 4921913)? She has been registered with PFS Investments Inc. in Lake Worth, Florida, and Primerica Advisors in Lake Worth, Florida, since 2013. He was … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jerice Walker (CRD# 5040177) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Irvine, California, since 2010. Jerice Walker Customer Complaints He … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jared Gudenkauf (CRD# 4591389) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, since 2011. … Continue reading
Can you recover losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Adam Chustz (CRD# 4129813)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Paducah, Kentucky, since 2018. He was registered with Edward Jones in … Continue reading
Erez Law is currently investigating Edward Jones broker Tala Meyer (CRD# 5408524) regarding energy sector losses. She has been registered with Edward Jones in Corpus Christi, Texas, from 2007 to 2022. Tala Meyer Customer Complaints She has been the subject … Continue reading
Former Morgan Stanley broker Tiffany Keigley (CRD# 4507001) was barred by FINRA. She was registered with Morgan Stanley in Tulsa, Oklahoma, from 2009 to 2024, when he was terminated regarding, “Allegations regarding the distribution of funds from a client’s account … Continue reading