Were you the victim of former Lifemark Securities Corp. broker Raymond Garner (CRD# 1489704)? He was registered with Lifemark Securities Corp. in Saint Augustine, Florida, from 2018 to 2020, and Foresters Equity Services, Inc. in San Diego, California, from 2010 … Continue reading
Erez Law is currently investigating former Benchmark Investments, LLC broker Gregory Richards (CRD# 1339012) regarding unsuitable investment recommendations. He has been registered with Kingswood Capital Partners, LLC in Scottsdale, Arizona, since 2023. He was registered with DST Wealth Management LLC … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reza Zafari (CRD# 1332633) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 1999. Reza Zafari Customer Complaints … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Michael Sherrill (CRD# 1261298)? He has been registered with Morgan Stanley in Palm Beach, Florida, since 2009. Michael Sherrill Customer Complaints He has been the subject of five customer … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Osaic Wealth, Inc. in Hiko, Nevada, since 2024. She was registered with Newbridge Securities … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Duncan Gillan (CRD# 1133343) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Boston, Massachusetts, since 2008. Duncan Gillan Customer Complaints He … Continue reading
Global Financial Services, L.L.C. broker Eduardo Leon Jr. (CRD# 2232647) faces customer complaints related to corporate debt losses. He has been registered with Global Financial Services, L.L.C. in Houston, Texas, since 1994. In May 2025, FINRA sanctioned him to pay … Continue reading
Erez Law is currently investigating St. Louis Financial Planners Inc. broker Thomas Kieffer (CRD# 269086) regarding investment losses due to managed individual stock portfolios. He has been registered with Ceros Financial Services, Inc. in Chesterfield, Missouri, since 2010 and with … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Amber Stoll (CRD# 6937254)? She has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in Overland Park, Kansas, since 2025. He … Continue reading
Can you recover losses due to recommendations by Lightpath Capital, Inc. broker Louie Ucciferri (CRD# 1156956)? He has been registered with Lightpath Capital, Inc. in Southlake, Texas, since 2023, Edgeline Capital, LLC in Los Angeles, California, since 2010, and Camden … Continue reading