Were you the victim of former NYLife Securities LLC broker Michael Cox (CRD# 1182559)? He was registered with NYLife Securities LLC in North Hills, California, from 1983 to 2018. Michael Cox Customer Complaints He has been the subject of three … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker David Waal (CRD# 1226437) regarding real estate security losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2021. David Waal Customer Complaints He has been the subject … Continue reading
Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints for unsuitable investment recommendations. Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona, since 2013. Previously, Lunceford was registered with Securities Service Network, Inc. in … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Tyler Childs (CRD# 6057499) regarding negligence leading to investment losses. He has been registered with UBS Financial Services Inc. in Troy, Michigan, since 2017. He was registered with Copeland Capital … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J. Alden Associates, Inc. broker Nathan Goad (CRD# 5421740). He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, … Continue reading
Raymond James Financial Services, Inc. broker Christopher Campbell (CRD# 5597534) is accused of real estate investment losses. He has been registered with Raymond James Financial Services, Inc. in Buffalo, New York, since 2017. He was registered with Waddell & Reed … Continue reading
There are options for customers of Morgan Stanley broker Robert Alegria (CRD# 5978340) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Miami, Florida, since 2015. Robert Alegria Customer Complaints He has been the subject of two … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Joseph Spina (CRD# 5769018)? He has been registered with Osaic Wealth, Inc. in Bedminster, New Jersey, since 2023. He was registered with Sagepoint Financial, Inc. in Bedminster, New Jersey, from 2011 … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Omar Gomez-Dominguez (CRD# 5905232), who is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in Encinitas, California, from 2016 to 2024, and Merrill Lynch, … Continue reading
There are options for clients of Valmark Securities, Inc. broker Timothy Roark (CRD# 5949136) who suffered investment losses. He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2011 to 2025. In June 2025, Patricia A. Shively & … Continue reading