Can you recover losses due to recommendations by former NYLife Securities LLC broker Paris Lewis (CRD# 2335964)? He was registered with NYLife Securities LLC in Downers Grove, Illinois, from 2015 to 2020, when he was terminated regarding, “Mr. Lewis was … Continue reading
Were you the victim of former LPL Financial LLC broker William Bryant (CRD# 1732547)? He was registered with Independent Financial Group, LLC in Amarillo, Texas, from 2019 to 2023, and LPL Financial LLC in Amarillo, Texas, from 2009 to 2019, … Continue reading
Were you the victim of investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Daniel Ellison (CRD# 2320115)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1996. Daniel Ellison Customer … Continue reading
Erez Law is currently investigating Cornerstone Financial Planning, Inc. president John Wolf (CRD# 1846080) regarding GWG Holdings Inc. losses. He was registered with Purshe Kaplan Sterling Investment in Appleton, Wisconsin, from 2009 to 2016, and Raymond James Financial Services, Inc. … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Howard Kaplan (CRD# 2021501) regarding real estate security losses. He was registered with LPL Financial LLC in Englewood, New Jersey, from 2010 to 2016. Howard Kaplan Customer Complaints He has … Continue reading
Were you the victim of UBS Financial Services Inc. broker Gerald McGinley (CRD# 1811084)? He has been registered with UBS Financial Services Inc. in New York, New York, since 2015. Gerald McGinley Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Moloney Securities Co., Inc. broker James Raia (CRD# 2397301), who is accused of unsuitable investment recommendations. He was registered with Moloney Securities Co., Inc. in Ridgewood, New York, since 2018. He was registered … Continue reading
There are options for clients of former LPL Financial LLC broker Enrique Lopez (CRD# 2209385) regarding real estate security losses. He has been registered with Arkadios Capital in Mcallen, Texas, since 2018. He was registered with LPL Financial LLC in … Continue reading
Erez Law is investigating former Newbridge Securities Corporation broker Austin Dutton Jr. (CRD# 2739167) regarding unsuitable recommendations. He was registered with American Trust Investment Services, Inc. in Los Angeles, California, from 2020 to 2022. Previously, he was registered with the … Continue reading
Erez Law is currently investigating former Wells Fargo broker Kenneth Maring (CRD# 1500005) regarding unsuitable investment recommendations. He was registered with Morgan Stanley in San Rafael, California, from 2017 to 2024, and Wells Fargo Clearing Services, LLC in San Rafael, … Continue reading