Erez Law is currently investigating former Morgan Stanley broker Elias Letayf (CRD# 4545016) regarding structured product losses. He has been registered with UBS Financial Services Inc. in Houston, Texas, since 2023. He was registered with Morgan Stanley in Houston, Texas, … Continue reading
Erez Law is currently investigating former SW Financial broker John Cangialosi (CRD# 3273830) regarding common and preferred stock losses. He was registered with SW Financial in New York, New York, from 2019 to 2022, Worden Capital Management LLC in New … Continue reading
Can I recover losses from investments with former Centaurus Financial, Inc. broker Joseph Todd (CRD# 1830390) who is accused of unsuitable investment recommendations and selling away? He was registered with Centaurus Financial, Inc. in Crystal River, Florida, from 2016 to … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Ryan Leblanc (CRD# 2631068) regarding real estate security losses. He has been registered with LPL Financial LLC in Luling, Louisiana, since 2005. Ryan Leblanc Customer Complaints He has been the subject … Continue reading
Former Cambridge Investment Research, Inc. broker Anselmo Contreras Jr. (CRD# 4095453) faces energy sector loss complaints. He was registered with IFS Securities in Angleton, Texas, from 2018 to 2019, and Cambridge Investment Research, Inc. in Angleton, Texas, from 2013 to … Continue reading
There are options for clients of former Morgan Stanley broker Theodore Byrer (CRD# 2980696) who suffered investment losses. He was registered with International Assets Advisory, LLC in Westfield, Indiana, from 2023 to 2024, and Morgan Stanley in Indianapolis, Indiana, from … Continue reading
Were you the victim of LPL Financial LLC broker Cain Kobert (CRD# 2673742)? He has been registered with LPL Financial LLC in Englewood, Colorado, since 2006, and IHT Wealth Management LLC in Naples, Florida, since 2019. He was registered with … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Stephen Smith (CRD# 2632131). He has been registered with Cetera Investment Services LLC in Fort Myers, Florida, since 2017, and Cetera Investment Advisers LLC, in Fort Myers, Florida, since 2017. … Continue reading
Erez Law is currently investigating Fidelity Distributors Company LLC broker Kerry Pope (CRD# 3139298) regarding mutual fund losses. He was registered with Fidelity Distributors Company LLC in Merrimack, New Hampshire, from 2016 to 2024, and with Pyramis Distributors Corporation LLC … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. He was registered with Independent Financial Group, LLC in San Diego, California, from 2009 to 2023. In February 2024, FINRA barred … Continue reading