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Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, … Continue reading
Were you the victim of stock fraud with Morgan Stanley & Co. LLC broker Pawan Passi (CRD# 5527731)? He was registered with Morgan Stanley & Co. LLC in New York, New York, from 2010 to 2022, when he was terminated … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Seth Gansman (CRD# 6003662)? He has been registered with Ameriprise Financial Services, LLC in Blue Bell, Pennsylvania, since 2018. He was registered with Morgan Stanley in Blue Bell, Pennsylvania, from … Continue reading
Ameriprise Financial Services, LLC broker Dusty Sternadel (CRD# 5872600) faces customer complaints related to misappropriation. He was registered with Ameriprise Financial Services, LLC in Wichita Falls, Texas, from 2018 to 2022, when he was terminated regarding, “The registered representative was … Continue reading
Can you recover losses due to recommendations by former McAdam LLC broker Victoria Pazzalia (CRD# 5920806)? She has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. She was … Continue reading
Were you the victim of Morgan Stanley broker Noah Alweiss (CRD# 5902252)? He has been registered with Morgan Stanley in Miami, Florida, since 2011. Noah Alweiss Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Alexander Fischman (CRD# 5902109) regarding misrepresentation leading to investment losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Hackensack, New Jersey, since 2025. He was registered with … Continue reading
Erez Law is currently investigating former B. Riley Wealth Management broker Howard Kavinsky (CRD# 5881623) regarding stock losses. He was registered with Supreme Alliance LLC i Charlotte, North Carolina, from September to December 2024, and B. Riley Wealth Management in … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Peterson (CRD# 5985784) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Annapolis, Maryland, since 2011. Nicholas … Continue reading
Wells Fargo Clearing Services, LLC broker Robert Wise (CRD# 5884184) faces municipal debt losses. He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2016. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading