Arkadios Capital broker Thomas Baer (CRD# 1663820) is accused of structured note losses. He has been registered with Arkadios Capital in Erie, Pennsylvania, since 2022. He was registered with Kalos Management and Kalos Capital, Inc. in Erie, Pennsylvania, from 2018 … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Curtis Edmark (CRD# 1596961) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Greenfield, Wisconsin, since 2017. In December 2005, the state of Wisconsin opened an … Continue reading
Can I recover losses from investments with former National Securities Corporation broker Kay Johnson (CRD# 1583193) regarding stock losses? He has been registered with Onesource Fi LLC in New York, New York, since 2021, and Allied Millennial Partners, LLC in … Continue reading
RNR Securities, L.L.C. broker Mark Kuttler (CRD# 1425746) is accused of unsuitable investment recommendations. He has been registered with RNR Securities, L.L.C. in East Meadow, New York, since 1999. Mark Kuttler Customer Complaints He has been the subject of one … Continue reading
Centaurus Financial, Inc. broker Mike Kilpatrick (CRD# 1278618) is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Camarillo, California, since 2011, and was registered with Centaurus Financial, Inc. in Camarillo, California, from 2007 to … Continue reading
Erez Law is currently investigating USCA Securities LLC broker John Howle (CRD# 1284162) regarding investment losses. He has been registered with USCA Securities LLC in Dallas, Texas, since 2014, and U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. … Continue reading
Were you the victim of investment losses due to recommendations by LPL Financial LLC broker Steven Bergmann (CRD# 1525281)? He has been registered with LPL Financial LLC in St. Charles, Illinois, since 2003. Steven Bergmann Customer Complaints He has been … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Henry Jakobsze (CRD# 2792685) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in Chicago, Illinois, since 1996. Henry Jakobsze Customer Complaints He has been the … Continue reading
Former Sequence Financial Specialists LLC broker William King III (CRD# 1542794) is accused of investment losses. He has been registered with Exemplar Capital, LLC in Mt. Pleasant, South Carolina, since 2024. He was registered with Sequence Financial Specialists LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Michael Hirthler (CRD# 1370229). He has been registered with LPL Financial LLC in Pittston, Pennsylvania, since 1993, and Jacobi … Continue reading