In March 2018, a former client of Allegis Investment Services, LLC won an award in a FINRA arbitration for compensatory damages, prejudgment interest and fees for $404,482.41. The investors were clients of financial advisor Brandon Stimpson (CRD# 4299623). The former … Continue reading
Were you the victim of J.J.B. Hilliard, W.L. Lyons, LLC financial advisor John Gordinier (CRD# 2363965) regarding suitability of energy stocks? Gordinier has been registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky since 1993. Over the past few … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Craig Mardany (CRD# 4356113)? Mardany has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, California since 2009. Mardany has been … Continue reading
Erez Law is currently investigating Four Points Capital Partners LLC financial advisors Zachary Berkey (CRD# 2884767) and Daniel Fischer (CRD# 2796625) regarding unsuitable recommendations and churning in customer accounts. In December 2017, the Securities and Exchange Commision (SEC) charged Berkey … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated financial advisor Gary Adkin (CRD# 3084484)? Adkin been registered with Stifel, Nicolaus & Company, Incorporated in Palm Beach, Florida since 2015. Previously, Adkin was registered with Barclays Capital Inc. … Continue reading
Were you the victim of Raymond James & Associates, Inc. financial advisor Logan Phillips Jr. (CRD# 1248589), who is alleged to recommend unsuitable variable annuities, mutual funds and penny stocks? Phillips was registered with Raymond James & Associates, Inc. in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LJM Capital Preservation and Growth Fund. If your broker or brokerage firm sold you the LJM Funds without disclosing the risks of the … Continue reading
Did you lose money investing with Moloney Securities Co., Inc. broker Joseph Weinrich Sr. (CRD# 461987)? Weinrich was registered with Moloney Securities Co., Inc. in Myrtle Beach, South Carolina from 1999 to May 2018. It is alleged that a former … Continue reading
In January 2018, a former client of Corinthian Partners, L.L.C. won an award in a FINRA arbitration for compensatory damages for $3,229,097 plus interest on the above-stated sum at the rate of 2.5% per annum from July 17, 2017 until … Continue reading
There are options for customers of First Allied Securities, Inc. financial advisor Charles Lundell (CRD# 314440) who is alleged to engage in discretionary trading in customers’ accounts. Lundell was registered with First Allied Securities, Inc. in Bellevue, Washington from 2008 … Continue reading