In June 2018, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $800,000 for losses sustained from unauthorized trades and unsuitable investments in the customer’s accounts. The investors were clients … Continue reading
Did you lose money investing with Morgan Stanley broker Barry Garapedian (CRD# 1039257) who is accused of unsuitable investment recommendations? He was registered with Morgan Stanley in Westlake Village, California from 2009 to 2021, when he was terminated regarding, “Allegations … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Westpark Capital, Inc. financial advisor Lawrence Fawcett Jr. (CRD# 5851474). Fawcett was registered with Westpark Capital, Inc. in Los Angeles, California from … Continue reading
Were you the victim of former National Securities Corporation financial advisor Edward Mirabella Jr. (CRD# 2843670)? Mirabella has been registered with National Securities Corporation in Edison, New Jersey from 2009 to May 2016. Mirabella has been the subject of five … Continue reading
Erez Law is currently investigating former Titan Securities broker Walter Parker (CRD# 2131232) regarding unsuitable investment recommendations. Parker was registered with Titan Securities in Rowlett, Texas from 2006 to March 2018. In May 2018, Parker was sanctioned to $7,500 in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ross, Sinclaire & Associates, LLC financial advisor Anthony Conti (CRD# 1447173). Conti has been registered with Boenning & Scattergood, Inc. in Carnegie, … Continue reading
Were you the victim of former Securities Service Network, Inc. broker Peter Holler (CRD# 838897)? Holler was registered with Securities Service Network, Inc. in Bristol, Tennessee from 2001 to August 2017, when he was terminated regarding, “The representative participated in … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC financial advisor Rick Konecny (CRD# 1727785)? Konecny was registered with National Securities Corporation in Chicago, Illinois from April to November 2016, and previously with J.P. Morgan Securities LLC in … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services LLC financial advisor Donnell Bowen (CRD# 5641822) regarding customer signature forgery and unauthorized account changes. Bowen was registered with Northwestern Mutual Investment Services LLC in Washington, DC from 2009 to … Continue reading
Did you lose money investing with former Aegis Capital Corp. broker Nick Son (CRD# 1178523)? Son was registered with Aegis Capital Corp. in New York, New York from 2014 to 2020. Son has been registered with National Securities Corp. in … Continue reading