Have you suffered losses due to investments with Money Concepts Capital Corp. broker Darren Ogelsby (CRD# 2480135)? Ogelsby has been registered with Money Concepts Capital Corp. in Monroe, Louisiana since 1995. Ogelsby has been the subject of three customer complaints … Continue reading
Did you lose money investing with Independent Financial Group, LLC broker Kenneth Guerra (CRD# 1337062)? Guerra has been registered with Independent Financial Group, LLC in Grants Pass, Oregon since 2010. In September 1997, the Department of Consumer & Business Services … Continue reading
There are options for customers of Stifel, Nicolaus & Company, Incorporated broker Lawrence Delhagen (CRD# 2779312) who suffered investment losses. Delhagen has been registered with Stifel, Nicolaus & Company, Incorporated in Center Valley, Pennsylvania since 2007. Delhagen has been the … Continue reading
Erez Law is currently investigating former Lincoln Investment Planning, LLC broker Lester Burroughs (CRD# 1413972) regarding securities fraud. Burroughs was registered with Lincoln Investment Planning, LLC in Torrington, Connecticut from 2012 to 2019, when he was terminated regarding, “On Dec … Continue reading
Lincoln Financial Advisors Corporation broker Peter Maller (CRD# 2322403) accused of unsuitable investment recommendations. Maller has been registered with Lincoln Financial Advisors Corporation in Hunt Valley, Maryland since 1993. Maller has been the subject of three customer complaints between 2017 … Continue reading
Did you lose money investing with former First Standard Financial Company LLC broker Carl Antaki (CRD# 4177543)? Antaki has been registered with Network 1 Financial Securities Inc. in Syosset, New York since September 2019. Previously, Antaki was registered with First … Continue reading
Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Genevieve Mar (CRD# 2744037) regarding suitability and misrepresentation. Mar has been registered with Berthel, Fisher & Company Financial Services, Inc. in Northbrook, Illinois since 2010. Previously, Mar … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, Inc. broker Bradley Renberg (CRD# 2155253) regarding unsuitable investment recommendations. Renberg has been registered with Ameriprise Financial Services, Inc. in West Des Moines, Iowa since 2009. Renberg has been the subject of … Continue reading
Did you suffer investment losses due to recommendations by former McNally Financial Services Corporation broker Dennis Nakamura (CRD# 819626)? Nakamura was registered with McNally Financial Services Corporation in Moraga, California from 2010 to 2019. In November 2019, FINRA barred Nakamura … Continue reading
Were you the victim of former The Leaders Groups, Inc. broker Harold Schwartz (CRD# 841225)? Schwartz has been registered with Stephen A. Kohn & Associates, Ltd. in Jacksonville, Florida since February 2019. Previously, Schwartz was registered with Royal Alliance Associates, … Continue reading