Were you the victim of Madison Avenue Securities, LLC broker Steven Kwan (CRD# 3183681)? Kwan has been registered with Madison Avenue Securities, LLC in Austin, Texas since 2006. Kwan has been the subject of two customer complaints between 2020 and … Continue reading
Were you the victim of former H. Beck, Inc. broker William Young (CRD# 4787488)? Young has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2018. Previously, Young was registered with Niagara International Capital Limited in New York, … Continue reading
Were you the victim of Independent Financial Group, LLC broker Mark Rothstein (CRD# 1084659)? Rothstein has been registered with Independent Financial Group, LLC in El Segundo, California since 2013. Prior to that, Rothstein was registered with Independent Financial Group, LLC … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Paul McGonigle (CRD# 1220690) regarding elder abuse that led to investment losses. He was registered with LPL Financial LLC in New Bedford, Massachusetts, from 2018 to 2019 and previously with … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricarico (CRD# 1047416) regarding unsuitable investment recommendations. Tricarico has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In February 2021, FINRA suspended … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. broker Ronald Metcalf Jr. (CRD# 1280602) who suffered investment losses. Metcalf has been registered with Cetera Advisor Networks LLC in Greenville, South Carolina since June 2021. Previously, Metcalf was … Continue reading
Erez Law is currently investigating Royal Alliance Associates, Inc. broker Joseph Faherty (CRD# 2258287) regarding real estate investment losses. Faherty has been registered with Royal Alliance Associates, Inc. in Old Tappan, New Jersey since 2005. Faherty has been the subject … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Hospitality Investors Trust Inc., which was previously known as American Realty Capital Hospitality Trust. According to their website, Hospitality Investors Trust, Inc. is a publicly … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kalos Capital, Inc. broker Kyle Kirwan (CRD# 5088691). Kirwan has been registered with Kalos Capital, Inc. in Henderson, Nevada since 2015. Kirwan has … Continue reading
Were you the victim of Signature Securities broker Philip Beviano Jr. (CRD# 2516187)? Beviano has been registered with Signature Securities in Boca Raton, Florida since 2009. Beviano has been the subject of 11 customer complaints between 2005 and 2021, three … Continue reading