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Were you the victim of former LPL Financial LLC broker Christopher Watkins (CRD# 4456445) who is alleged to make unsuitable investment recommendations? Watkins has been registered with Silver Oak Securities, Incorporated in Louisville, Kentucky since December 2018. Previously, Watkins was registered … Continue reading
There are options for clients of former Legend Securities, Inc. broker Nicholas Schiano (CRD# 4429212) who suffered investment losses due to unsuitable investment recommendations. Nicholas Schiano has been registered with Spartan Capital Securities, LLC in New York, New York since … Continue reading
Erez Law is currently investigating former J.P. Morgan Securities LLC broker Barry Snyder (CRD# 2385901) regarding excessive and unauthorized trades. Snyder has been registered with Snowden Account Services LLC in Coral Gables, Florida since September 2019. Previously, Snyder was registered … Continue reading
Erez Law is currently investigating Maryland broker Charles Laubach (CRD# 1097453) for investment losses. Laubach has been registered with Capital Portfolio Management, Inc. in Timonium, Maryland from 2016 to August 2019, when he was terminated regarding, “Failure to follow heightened … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Ricardo Turlan (CRD# 4431836) regarding exercising discretion in customer accounts. Turlan has been registered with UBS Financial Services Inc. in San Antonio, Texas from 2015 to 2019, when he … Continue reading
Erez Law recently filed a FINRA arbitration claim for damages in excess of $15 million against Raymond James & Associates, Inc. on behalf of a group of mostly Ecuadorian investors who suffered losses due to investments in securities sold to … Continue reading
Erez Law is currently investigating Kalos Capital, Inc. broker Darren Kubiak (CRD# 1239086) regarding leveraged and inverse exchange traded funds (LIETFs) as well as investment losses due to unsuitable GPB Capital Holdings recommendations. Kubiak has been registered with Kalos Capital, … Continue reading
There are options for customers of Wedbush Securities Inc. broker Scott Andersen (CRD# 4412679) who suffered investment losses Andersen has been registered with Wedbush Securities Inc. in Roseville, California since 2006. Anderssen is an 18-year industry veteran who previously worked … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Michael Carter (CRD# 3232017) who was charged by the SEC with fraud. Carter was registered with Morgan Stanley in McLean, Virginia from 2011 to 2019, when he was terminated regarding, “FA … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Raymond James & Associates, Inc. broker Frederick Stow (CRD# 864436). Stow was registered with Raymond James & Associates, Inc. in Franklin, Texas … Continue reading