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There are options for clients of UBS Financial Services Inc. broker Jonathan Barter (CRD# 2975538) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2014. Jonathan Barter Customer Complaints He … Continue reading
Were you the victim of LPL Financial LLC broker Peter Cox (CRD# 4501828)? He has been registered with LPL Financial LLC in Mesquite, Nevada, since 2018. He was registered with MML Investors Services, LLC in Las Vegas, Nevada, from 2017 … Continue reading
When you lose your investment due to securities fraud or misconduct by a broker or financial advisor, you may have to pursue your compensation claim through the FINRA arbitration process. FINRA arbitration provides a quicker, less expensive means of resolving … Continue reading
Former Osaic Wealth, Inc. broker Leonard Hirsch (CRD# 4216156) is accused of options losses. He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2023, and SEIA in Redondo Beach, California, since 2016. He was registered … Continue reading
Erez Law is currently investigating former Sequence Financial Specialists LLC broker Bryan Emerson (CRD# 4155238) regarding conservation easement investment losses. He has been registered with CIM Securities, LLC in Wall Township, New Jersey, since 2024. He was registered with Great … Continue reading
Former National Securities Corporation broker Mark Bruscianelli (CRD# 4177839) is accused of stock losses. He has been registered with B. Riley Wealth Management in Chicago, Illinois, since 2022. He was registered with National Securities Corporation in Chicago, Illinois, from 2002 … Continue reading
Can you recover losses due to recommendations by former LPL Financial LLC broker Richard Haupt (CRD# 4212929)? He has been registered with TIAA-CREF Individual & Institutional Services, LLC in Frisco, Texas, since 2022. He was registered with Allstate Financial Services, … Continue reading
LPL Financial LLC broker Mark Hegstrom (CRD# 4289931) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Edina, Minnesota, since 2010, and Great Valley Advisor Group, Inc. in Bonita Springs, Florida, since 2023. … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Piers Cornelius (CRD# 4212172)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2009. Piers Cornelius Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Kovack Securities Inc. broker Karl Klingmann II (CRD# 4268378) who is accused of conservation easement losses. He has been registered with Kovack Securities Inc. in Parkesburg, Pennsylvania, since 2014, and with Kovack Advisors, Inc. in … Continue reading