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There are options for customers of Florida broker John Orlando (CRD# 2002197) who suffered investment losses due to their broker’s recommendations. John Orlando has been registered with SW Financial in Melbourne Beach, Florida since 2019. Previously, John Orlando was registered … Continue reading
Erez Law is currently investigating Laidlaw and Company (UK) Ltd. broker Joseph Fedorko Jr. (CRD# 2007317) regarding customer investment losses. Fedorko has been registered with Laidlaw & Company (Uk) Ltd. in Greenwich, Connecticut 2009. Fedorko has been the subject of … Continue reading
Erez Law recently filed a FINRA arbitration against David Lerner Associates on behalf of a retired widow who entrusted her broker and David Lerner Associates with her irreplaceable retirement savings. The complaint was regarding investment losses with broker Gary Isler … Continue reading
Erez Law is currently investigating former Stoever, Glass & Company Inc. broker Howard Leon (CRD# 2158589) regarding municipal bond losses. Leon has been registered with Newbridge Securities Corporation in Boca Raton, Florida since April 2020. Previously, Leon was registered with … Continue reading
Were you the victim of former Woodbury Financial Services, Inc. broker Raymond Ferro (CRD# 1927831)? Ferro was registered with Woodbury Financial Services, Inc. in Danbury, Connecticut from 2013 to 2020. Ferro has been the subject of two customer complaints between … Continue reading
There are options for customers of Morgan Stanley broker William Coffey (CRD# 2245016) who suffered investment losses. Coffey has been registered with Morgan Stanley in Durango, Colorado since 2009. Coffey has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating Morgan Stanley broker J Shepard (CRD# 1334664) regarding customer investment losses. Shepard has been registered with Morgan Stanley in Oak Bluffs, Massachusetts since 2009. Shepard has been the subject of two customer complaints between 2009 … Continue reading
There are options for customers of National Securities Corporation broker Willard Pugh (CRD# 1757428) who suffered investment losses. Pugh has been registered with National Securities Corporation in Boca Raton, Florida since 2016. Pugh has been the subject of two customer … Continue reading
Did you lose money investing with Center Street Securities, Inc. broker Roy Williams Sr. (CRD# 1069297)? Williams has been registered with Center Street Securities, Inc. in Stratford, Connecticut since 2016. In April 2016, FINRA sanctioned Williams to a $5,000 civil … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Conrad Corcoran (CRD# 1009857) who suffered investment losses. Corcoran has been registered with Centaurus Financial, Inc. in Anaheim, California since 2001 and Centaurus Financial, Inc. in Tucson, Arizona since 2003. … Continue reading