There are options for customers of Centaurus Financial, Inc. broker Conrad Corcoran (CRD# 1009857) who suffered investment losses. Corcoran has been registered with Centaurus Financial, Inc. in Anaheim, California since 2001 and Centaurus Financial, Inc. in Tucson, Arizona since 2003.
Corcoran has been the subject of four customer complaints between 1999 and 2020, one of which was denied, according to his CRD report. Recent complaints are regarding:
- July 2020. “The customers allege that the documentation for their investments contained incorrect personal information and that certain initials/signatures were not theirs. No specific dates were provided by the customer, however the relationship between the Registered Representative and customer began approximately in 2000.” The case is currently pending. The complaint was regarding real estate securities.
- February 2020. “During the period 2010 through February 2020, the customer alleges that the Registered Representative invested her account(s) in unsuitable investments.” The case was settled for $125,000. The complaint was regarding variable annuities and real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Corcoran’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.