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Were you the victim of former Pruco Securities, LLC broker Julian Piekarczyk (CRD# 1128773)? Piekarczyk was registered with Pruco Securities, LLC in Joliet, Illinois from 1991 to 2018, when he was terminated regarding, “Registered Representative maintained joint control of a … Continue reading
There are options for customers of Concorde Investment Services, LLC broker Maurice McKinney (CRD# 1036808) who suffered real estate security investment losses. McKinney has been registered with Concorde Investment Services, LLC in Taylor, Texas and Georgetown, Texas since 2016. McKinney … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Tatyana Moyseevna (CRD# 2288860) regarding real estate investment losses. Moyseevna has been registered with Independent Financial Group, LLC in Columbia, Maryland and Plantation, Florida since 2017. Previously, Moyseevna was … Continue reading
Erez Law is currently investigating Cetera Advisor Networks LLC broker Michael Bell (CRD# 1130667) regarding mutual fund losses. Bell has been registered with Cetera Advisor Networks LLC in Draper, Utah and Murray, Utah since 1996. Bell has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Allied Millennial Partners, LLC broker Matthew Platnico (CRD# 2102086) regarding investment losses. Platnico has been registered with Allied Millennial Partners, LLC in New … Continue reading
Erez Law is currently investigating former Trustmont Financial Group, Inc. broker Peter Kohli (CRD# 1064334) regarding penny stock investment losses. Kohli was registered with Trustmont Financial Group, Inc. from 2010 to 2015, when he was terminated regarding, “Violation of written … Continue reading
Erez Law has alleged in multiple FINRA arbitrations that UBS’ YES program was represented to investors as a low-risk, market-neutral strategy that allows investors to generate enhanced yield while reducing risk, all without requiring investors to deposit additional funds into … Continue reading
Were you the victim of former LPL Financial LLC broker Kevin Fretz (CRD# 4128808)? Fretz was registered with LPL Financial LLC in South Windsor, Connecticut from 2011 to 2019, when he was terminated regarding, “Representative maintained blank customer signed forms, … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Royce Running (CRD# 5202198) who suffered investment losses. Running has been registered with Centaurus Financial, Inc. in Irvine, California since 2013. Running has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating NBC Securities, Inc. broker Marcello Lattuca (CRD# 2149434) regarding unsuitable investment recommendations. Lattuca has been registered with NBC Securities, Inc. in Massapequa, New York since 2015. Lattuca has been the subject of four customer complaints … Continue reading