Avantax Investment Services, Inc. broker Virgil Biggs (CRD# 1755904) accused of misrepresentations leading to investment losses. He has been registered with Avantax Investment Services, Inc. in Saranac, Michigan since 1987. Virgil Biggs Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Dawson James Securities, Inc. broker Kennister Daley (CRD# 1774653) who lost money investing in real estate securities. He has been registered with Allstate Financial Services, LLC in Boynton Beach, Florida since 2016. Previously, … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Benjamin Miller (CRD# 2755887) regarding misrepresentations that caused investment losses. He has been registered with UBS Financial Services Inc. in Barrington, Illinois since 2009. Benjamin Miller Customer Complaints He has … Continue reading
Erez Law is investigating former UBS Financial Services Inc. broker Robert Turner (CRD# 2113736) regarding variable annuity losses and investments in Fairfax Financial. He has been registered with Stifel, Nicolaus & Company, Incorporated in Waco, Texas, from 2021 to 2022, … Continue reading
Erez Law recently received a significant award on behalf of a client whose financial advisor recommended an inappropriate product that caused financial losses. After arbitration, the client received substantial compensation thanks to the zealous client advocacy demonstrated by Erez Law’s … Continue reading
Independent Financial Group, LLC broker Jung Lee (CRD# 4410932) accused of non-traded real estate investment trusts (REITs) investment losses. He has been registered with Independent Financial Group, LLC in Seattle, Washington since 2008. Jung Lee Customer Complaints He has been … Continue reading
Were you the victim of Equitable Advisors, LLC broker David Lopez (CRD# 6402558) regarding variable annuity losses related to misrepresentations? He has been registered with Equitable Advisors, LLC in Woodbridge, New Jersey since 2014. David Lopez Customer Complaints He has … Continue reading
There are options for clients of MSC-BD, LLC broker Robert Fehrman (CRD# 205552) who is accused of GPB Capital Holdings losses. He has been registered with MSC-BD, LLC in Cumming, Georgia from 2013 to 2022. He also faced four regulatory … Continue reading
There are options for clients of Morgan Stanley broker Stephen Takeda (CRD# 1100052) who suffered real estate investment losses due to investment fraud. He has been registered with Morgan Stanley in Irvine, California since 2009. Stephen Takeda Customer Complaints He … Continue reading
Erez Law is currently investigating IFP Securities, LLC broker Justin Connors (CRD# 2805785) regarding GWG Holdings L Bond losses. He has been registered with IFP Securities, LLC (Independent Financial Partners) in Cocoa Beach, Florida since 2009. Justin Connors GWG L … Continue reading