Category: Unsuitable Investments
Erez Law is currently investigating National Securities Corporation broker Michael Burkoff (CRD# 2751980) regarding unsuitable investment recommendations. Burkoff has been registered with National Securities Corporation in New York, New York since 2001. Burkoff has been the subject of four customer … Continue reading
In February 2020, a former client of Stifel, Nicolaus & Company, Inc. won an award in a FINRA arbitration for compensatory damages for $500,000 for investment losses. The investors were clients of broker John Lisowski (CRD# 1011572). The causes of … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, Inc. broker Jeffrey Vanover (CRD# 4813059) regarding unsuitable investment recommendations. Vanover has been registered with Hilltop Securities Inc. in Lufkin, Texas since July 2019. Previously, Vanover was registered with Ameriprise Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Seraphim Rine (CRD# 4305797) who is alleged to recommend unsuitable investments. Rine has been registered with Raymond James & … Continue reading
Were you the victim of former Westminster Financial Securities, Inc. broker Louis Telerico (CRD# 443875)? Telerico was registered with Westminster Financial Securities, Inc. in Dayton, Ohiofrom 2012 to 2016. In June 2018, Telerico was suspended by FINRA for six months … Continue reading
Erez Law is currently investigating National Securities Corporation broker Anthony Buono III (CRD# 5761641) regarding structured product losses. Buono has been registered with National Securities Corporation in New York, New York since 2013. Buono has been the subject of one … Continue reading
Did you lose money investing with Peachcap Securities, Inc. broker David Miller (CRD# 4648882)? Miller has been registered with Peachcap Securities, Inc. in Atlanta, Georgia since 2015. Miller has been the subject of 12 customer complaints between 2018 and 2020, … Continue reading
Erez Law is currently investigating barred broker Joseph Thurnherr (CRD# 5045624) regarding unsuitable investment recommendations. Thurnherr was registered with Wynston Hill Capital, LLC in New York, New York from 2018 to 2019. Previously, Thurnherr was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating Cabot Lodge Securities LLC broker Robert Tweed (CRD# 2339324) regarding fraud charges related to an investment fund, Athenian Fund, L.P. Tweed was registered with Cabot Lodge Securities LLC in San Marino, California from 2015 to … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jacquin Fink (CRD# 207807)? Fink has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York from 1978 to 2020. … Continue reading