Were you the victim of former Triad Advisors, Inc. broker Mark Reffett (CRD# 5894110)? Reffett has been registered with Arkadios Capital in Atlanta, Georgia since 2017, with EPG Wealth Management LLC in Atlanta, Georgia since 2019, and with ACG Wealth Inc. in Atlanta, Georgia since 2013. Previously, Reffett was registered with Triad Advisors, Inc. in Atlanta, Georgia from 2013 to 2017.
Reffett has been the subject of one customer complaint in 2020, according to his CRD report:
May 2020. “Claimants allege an unsuitable investment strategy in alternative investments beginning in 2014 and continuing to 2016.” The customer is seeking $1,575,881 in damages and the case is currently pending. The complaint was regarding direct investments, LP interests, and real estate securities and it took place while Reffett was registered with Triad Advisors LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors, Inc. may be liable for investment or other losses suffered by Reffett’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.