Were you the victim of former Triad Advisors, Inc. broker Mark Reffett (CRD# 5894110) who is accused of unsuitable investment recommendations? He has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with EPG Wealth Management LLC in Atlanta, Georgia since 2019. Previously, he was registered with ACG Wealth Inc. in Atlanta, Georgia from 2013 to 2021 and with Triad Advisors, Inc. in Atlanta, Georgia from 2013 to 2017.
Mark Reffett Customer Complaints
He has been the subject of one customer complaint in 2020, according to his CRD report:
May 2020. “Claimants allege an unsuitable investment strategy in alternative investments beginning in 2014 and continuing to 2016.” The customer sought $1,575,881 in damages and the case was settled for $125,000. The complaint was regarding direct investments, LP interests, and real estate securities and it took place while he was registered with Triad Advisors LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors, Inc. may be liable for investment or other losses suffered by Mark Reffett’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.