Category: Unsuitable Investments
Can you recover losses due to recommendations by former Dempsey Lord Smith, LLC broker Daniel Kistler (CRD# 6203300)? He has been registered with Dempsey Lord Smith, LLC in Rome, Georgia, since 2016. He was registered with Retirement Cash Flow Group, … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Kwame Adusei (CRD# 6166926) regarding unsuitable investment recommendations. He has been registered with MSWM in Poughkeepsie, New York, from 2022 to 2023, when he was terminated regarding, “Concerns relating to a … Continue reading
Were you the victim of former FSC Securities Corporation broker David Thiele (CRD# 6102260)? He has been registered with Osaic Wealth, Inc. in Bend, Oregon, since 2023. He was registered with FSC Securities Corporation in Bend, Oreon, from 2016 to … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Chad Mehle (CRD# 7008517)? He has been registered with J.P. Morgan Securities LLC in Irvine, California, since 2023, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, … Continue reading
Were you a victim of investment losses due to recommendations by D.A. Davidson & Co. broker Andrew Schell (CRD# 6536347)?. He was registered with D.A. Davidson & Co. in Colorado Springs, Colorado, from 2020 to 2022, when he was terminated … Continue reading
Former Equitable Advisors, LLC broker Jason Mitsuda (CRD# 6718373) is accused of unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in Honolulu, Hawaii, since 2024. He was registered with the following brokerage firms: Pruco Securities, LLC in … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Charles Fagan (CRD# 5040887) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in St Louis, Missouri, since 2011. Charles Fagan Customer Complaints He … Continue reading
Erez Law is currently investigating former Independent Financial Group, LLC broker Scott Olson (CRD# 711256). He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2021, and IP Financial Advisory Services LLC in Melbourne, Florida, since 2021. … Continue reading
Were you the victim of former Ameritas Investment Company, LLC broker Allison Terlip (CRD# 5530486)? She was registered with Ameritas Investment Company, LLC in Navarre, Florida, from 2022 to 2023, MML Investors Services, LLC in Pensacola, Florida, from 2019 to … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former LPL Financial LLC broker Judith Dolle (CRD# 826135). She was registered with LPL Financial LLC in Rancho Mirage, California, from 2013 to … Continue reading