There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008. Whalen has been the subject of one … Continue reading
There are options for clients of Triad Advisors LLC broker Mark Just (CRD# 1138738) who suffered investment losses. Just has been registered with Triad Advisors LLC in Indianapolis, Indiana since 1991. Just has been the subject of six customer complaints … Continue reading
Erez Law is currently investigating Morgan Stanley broker Martin Speyer (CRD# 432002) regarding unsuitable investment options. Speyer has been registered with Morgan Stanley in Beverly Hills, California since 2009. Speyer has been the subject of nine customer complaints between 1989 … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Blanche (CRD# 2152628) who suffered investment losses in the high-risk energy sector. Blanche has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jenkintown, … Continue reading
Did you lose money investing with National Securities Corporation broker Barbra Shaffer (CRD# 1700153)? Shaffer has been registered with Cambridge Investment Research, Inc. in Fort Lauderdale, Florida since 2019. Previously, Shaffer was registered with National Asset Management, Inc. in Fort … Continue reading
There are options for clients who suffered investment losses due to recommendations by Concorde Investment Services, LLC broker Barry Lemay (CRD# 306332). Lemay has been registered with Concorde Investment Services, LLC in San Jose, California since 2012. Lemay has been … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Michael Sandberg (CRD# 1949867)? Sandberg has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida since November 2019. Previously, Sandberg was registered with Oppenheimer & Co. … Continue reading
Were you the victim of Transamerica Financial Advisors, Inc. broker Feng Luo (CRD# 5508192)? Luo has been registered with Transamerica Financial Advisors, Inc. in Rancho Cucamonga, California since 2012. Luo has been the subject of one customer complaint, according to … Continue reading
Were you the victim of former Suntrust Investment Services, Inc. broker John Timberlake (CRD# 2109445)? Timberlake has been registered with Carter, Terry & Company, Inc. in Atlanta, Georgia from 2016 to 2020, when he was terminated regarding, “Violated Firm policy … Continue reading
Erez Law is currently investigating New York broker Ahmad Maklouf (CRD# 6092943) who faces multiple customer complaints regarding suitability of investment recommendations. Maklouf has been registered with Spartan Capital Securities, LLC in New York, New York since 2017. Previously, Maklouf … Continue reading