There are options for clients of Triad Advisors LLC broker Mark Just (CRD# 1138738) who suffered investment losses. Just has been registered with Triad Advisors LLC in Indianapolis, Indiana since 1991.
Just has been the subject of six customer complaints between 1997 and 2020, three of which were denied, according to his CRD report:
- August 2020. “Claimant alleges unsuitable alternative investments.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint was regarding real estate securities.
- January 2020. “Claimants now allege that the investments they elected to purchase in 2014/2015 were unsuitable.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding real estate securities and variable annuities.
- June 2018. “Customer alleges that his portfolio under performed between 2011-2017 due to unsuitable investment recommendations and is seeking to recover ‘lost gains’.” The customer is seeking $997,269 in damages and the case is currently pending. The complaint was regarding variable annuities, corporate debt, common and preferred stocks, and mutual funds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors LLC may be liable for investment or other losses suffered by Just’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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