Category: Unsuitable Investments
Were you the victim of former National Securities Corporation broker Rodrigue Lors (CRD# 4379214)? He has been registered with Wilmington Capital Securities, LLC in Westbury, New York, since 2017. Previously, Lors was registered with National Securities Corporation in Westbury, New … Continue reading
Were you the victim of former TD Ameritrade, Inc. broker Kwasi Aggor (CRD# 4974222)? Aggor was registered with TD Ameritrade, Inc. in Providence, Rhode Island from 2008 to 2018. In April 2020, FINRA barred Aggor after he, “consented to the … Continue reading
Erez Law recently filed a FINRA arbitration against Benjamin F. Edwards & Company Inc. related to investment losses with broker Thomas Kintz (CRD #2667817), who has been a registered representative of Benjamin F. Edwards & Company Inc. in Boynton Beach, … Continue reading
Erez Law is currently investigating former National Securities Corp. broker Christopher Voccola (CRD# 2963678) regarding suitability concerns. Voccola has been registered with Madison Global Partners LLC in Hauppauge, New York since 2018. Voccola was registered with National Securities Corp. in … Continue reading
Erez Law is currently investigating former National Securities Corporation and First Standard Financial Company LLC broker Jeffrey Broten (CRD# 1006678) regarding suitability concerns. Broten has been registered with Newbridge Securities Corporation in Morristown, New Jersey from August to December 2019 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ausdal Financial Partners, Inc. broker Randy Birkinbine (CRD# 2008599). Birkinbine has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Lorraine Gallette (CRD# 6192487) regarding unsuitable investment recommendations. She has been registered with Coastal Equities, Inc. in El Dorado Springs, Missouri, since 2013. Lorraine Gallette Investment Loss Options She has been … Continue reading
Were you the victim of Western International Securities, Inc. broker David Bibo (CRD# 2602436)? Bibo has been registered with Western International Securities, Inc. in San Jose, California since 1997. Bibo has been the subject of four customer complaints between 2019 … Continue reading
Were you the victim of First Allied Securities, Inc. broker Kyle Franklin (CRD# 1255175)? Franklin has been registered with Hilltop Securities Inc. in Roseville, California from 2017 to 2019 and previously with First Allied Securities, Inc. in Cameron Park, California … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Kevin Schaefer (CRD# 1286030) accused of unsuitable investment recommendations. Schaefer has been registered with Wells Fargo Clearing Services, LLC in San Francisco, California since 2019. Previously, Shaefer was registered with Merrill … Continue reading