There are options for clients of Cetera Advisors LLC broker Patricia Gleason (CRD# 2811669) who suffered investment losses. Gleason has been registered with Cetera Advisors LLC in Orlando, Florida since 2009. Gleason has been the subject of four customer complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz … Continue reading
Former American Portfolios Financial Services, Inc. broker Robert Halldin (CRD# 1458098) faces multiple customer complaints for investment losses. Halldin was registered with American Portfolios Financial Services, Inc. in Newington, Connecticut from 2012 to 2017. In December 2020, FINRA barred Halldin … Continue reading
There are options for clients of Truist Investment Services, Inc. broker Stephen Berrocal (CRD# 3071400) who suffered investment losses due to investments in Northstar GIC. Berrocal has been registered with Truist Investment Services, Inc. in Coral Gables, Florida since 2013. … Continue reading
There are options for clients of former Summit Brokerage Services, Inc. broker Kirk Knollman (CRD# 2089445) who suffered investment losses. Knollman was registered with Cetera Advisor Networks LLC in Loveland, Ohio from 2019 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Mark Barrand (CRD# 4586528) regarding customer investment losses due to unsuitable investment recommendations. He was registered with Ameriprise Financial Services, LLC in Denver, Colorado from 2016 to 2021. Previously, Barrand … Continue reading
Were you the victim of former Morgan Stanley broker Leif Olson (CRD# 2277495)? Olson has been registered with Wells Fargo Clearing Services, LLC in Sarasota, Florida since 2020. Previously, Olson was registered with Morgan Stanley in Sarasota, Florida from 2010 … Continue reading
Erez Law is currently investigating Morgan Stanley broker William Ard (CRD# 1133673) regarding unsuitable investment recommendations. Ard has been registered with Morgan Stanley in Short Hills, New Jersey since 2009. Ard has been the subject of two customer complaints between … Continue reading
Morgan Stanley broker David Wachsman (CRD# 2220024) faces a customer complaint regarding suitability concerns. Wachsman has been registered with Morgan Stanley in Garden City, New York since 2009. Wachsman has been the subject of one customer complaint, according to his … Continue reading
Did you lose money investing with former UBS Financial Services Inc. broker Carlos Rodriguez (CRD# 4363000)? Rodriguez was registered with UBS Financial Services Inc. in Plano, Texas from 2009 to 2015. In July 2017, FINRA barred Rodriguez after he failed … Continue reading